More investigations into firms are inevitable as the regulator shifts from its post-financial crisis approach towards a longer term strategy of responding to conduct risk, its director of investigations has said.
Speaking at an industry forum Jamie Symington said the regulator's approach to investigations had evolved in line with its recently published mission statement. He said the new approach meant the Financial...
Two global vehicles
'Further plug advice gap'
Must appoint separate CEOs and boards
Advisers do come out well
Will report to Mark Till