Sole trader Elizabeth Parry had no qualifications or Statement of Professional Standing (SPS). Yet despite early regulatory intervention, she was able to practise unqualified for three years. Here is how it happened...
Parry was banned and fined £109,400 by the regulator on 1 September after she was found to have forged documents and lied about her qualifications repeatedly. She had given retail investment advice...
Speaking at Professional Adviser's conference
Equity release panel
Speaking at PA360
TISA's Peter Smith
Shone a light on 'closet trackers'