Distribution Technology (DT) has enhanced its risk-profiling process by way of an ‘investor experience' assessment questionnaire, with the aim of ensuring its digitally supported advice programme meets regulatory requirements.
The update to the firm's award-winning Dynamic Planner risk-profiling system and its iOS Risk Profiler app ensures that questions relating to a client's previous investment experience and engagement are...
Two global vehicles
'Further plug advice gap'
Must appoint separate CEOs and boards
Advisers do come out well
Will report to Mark Till