The Financial Ombudsman Service (FOS) has suggested a regulated financial adviser and unregulated introducer were working together to acquire clients for failed off-plan hotel development Harlequin.
The ombudsman found Allan McRoberts of AM Wealth Management Services (AM) had set up self-invested personal pensions (SIPPs) for clients referred to him by a former adviser, who was no longer authorised,...
Caring for children and elderly relatives
Similar to June 2007
Square Mile’s series of informal interviews
Fine reduced to £60,000
Two roles created