In the wake of the latest Association for Professional Financial Advisers (APFA) report, which found adviser profitability down 10% as a result of the FSCS levy, we ask three advisers how regulatory costs have affected their business and what changes they would expect - or like - to see in the future.
* Brooks Wealth chartered financial adviser Andy Brooks says: "We haven't been hit by the FSCS levy yet. We started our directly regulated business Wealth Time in September and have been filling up the...
Three years at Wells Fargo
Effective from 9 December 2019
One firm with permission suspensions left
Continuing the Architas education series for clients.
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