A far-reaching investigation by Professional Adviser has revealed the tiny percentage of advisers who have faced disciplinary action by regulators and professional bodies in the last six years, despite a backdrop of bad advice that has cost the industry £1bn.
Regulatory action has been taken against less than 1% of advisers since 2010. The tiny figure stands in marked contrast to the number of complaints about advisers upheld in that period by the Financial...
Behaviours, animals or something else?
Questionnaires sent to firms
Expecting to recover around £200m
Financial regulators renew anti-pensions scam campaign