The Financial Conduct Authority (FCA) sent a questionnaire to advisers laying the groundwork for its review of adviser due diligence. Here is what they asked
The two-part questionnaire sent to advisers and seen by Professional Adviser included nine questions probing the firm's due dilligence processes on the products and services it recommends. The review...
What made financial headlines over the weekend?
Caring for children and elderly relatives
Similar to June 2007
Square Mile’s series of informal interviews
Fine reduced to £60,000