The Financial Conduct Authority (FCA) has decided Europe-wide rules on recording client consultations do not require UK financial advisers to tape face-to-face meetings to prove they are acting in clients' best interests.
Under the Markets in Financial Instruments Directive II (MiFID II), expected to take affect from 3 January 2017, advisers will need to record certain telephone conversations and electronic communications,...
Thesis Research and Consultancy Service (TRACS)
Du Toit appointed executive chairman
Form of taxation?
Our weekly heads-up for advisers
Partner Insight: Dennis Hall, director and CEO of Yellowtail Financial Planning, Julia Dreblow, founder of SRI Financial Services and Frank Potaczek, head of UK proposition at Architas met in London to discuss how they broach the topic of sustainability...