Financial services firms are failing to properly monitor and record their social media activity leading to increased compliance risks, a study has found.
Research from compliance firm Smarsh UK found financial services firms do not have adequate archiving and supervision systems in place to manage compliance obligations relating to the "retention and oversight...
Reacting to higher US rates
‘Charity lump sum death benefit’
The increase in minimum AE contributions has had little impact on opt-out rates - with cessations after April increasing by less than two percentage points, data from The Pensions Regulator (TPR) shows.
Follows string of appointments
Follows acquisition of BlackRock's DC platform