Smarsh has launched a series of tools to help financial advisers safely navigate social media following the regulator's final guidance.
The compliance and archiving firm has produced an e-book and a series of webinars on the subject following the Financial Conduct Authority's (FCA) final guidance. The free download UK financial advisers...
Partner Insight: Dennis Hall, director and CEO of Yellowtail Financial Planning, Julia Dreblow, founder of SRI Financial Services and Frank Potaczek, head of UK proposition at Architas met in London to discuss how they broach the topic of sustainability...
Two-thirds cannot evidence compliance
'Elaborate breach of trust'
'How to buy protection insurance'
As this year has proved