The Financial Conduct Authority (FCA) has banned a sole trader for failing to disclose information it requested about a transaction made on behalf of a client.
It said Mark Warner, principal of Somerset-based IFA Advanced Financial Management, could not be considered a 'fit and proper person' because he did not deal with the regulator in a cooperative way and...
Unconstrained multi-asset fund managed by Talib Sheikh
Who made the cut?
Transferring out of DB scheme