The Financial Conduct Authority (FCA) has banned a sole trader for failing to disclose information it requested about a transaction made on behalf of a client.
It said Mark Warner, principal of Somerset-based IFA Advanced Financial Management, could not be considered a 'fit and proper person' because he did not deal with the regulator in a cooperative way and...
Achievements, charity work and other happy snippets
Laughable excuses for persisting
Spent 56 years at Schroders
Warns on profits