The compliance industry is out of step with the FSA over how to assess clients' attitude to risk, exposing advisers to unnecessary enforcement action, IFA consolidator Succession warns.
Ian Shipway, Succession’s financial planning director, says advisers are trusting their livelihoods to a compliance industry with an approach that lags far behind the regulator’s. He says his company...
Two global vehicles
'Further plug advice gap'
Must appoint separate CEOs and boards
Advisers do come out well
Will report to Mark Till