Almost six out of ten IFAs are concerned they could face regulatory action concerning their asset allocation decisions taken during a period of unprecedented market volatility.
However, only around 40% of advisers have plans in place to deal with any potential regulatory problems if their asset allocation advice is challenged, according to MetLife Europe's nationwide survey of...
Slow progress in improving diversity
Share purchase deal with assets of £28m
Came into effect in January
Three examples of compensation rule issues
Buying in baskets