IN ITS fifth and final position paper in response to the RDR discussion paper, the Chartered Insurance Institute (CII) has proposed the creation of a single, independent professional standards board for the retail financial services sector.
Such a body would act as the arbiter of ethical standards for practitioners, promote continuing professional development and have substantial powers to punish malpractice. CII Group chief executive,...
To 'future-proof advice firms'
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Three years at Wells Fargo
Effective from 9 December 2019
One firm with permission suspensions left