Four-fifths (80%) of advisers rank compliance or regulation among their top three business challenges, research by FundsNetwork suggests, with almost half (49%) naming the burden of red tape their principal challenge.
According to a report from the Fidelity International-owned platform, Business challenges facing financial advisers, compliance procedures will come under increased scrutiny from the regulator this year...
Good governance v resources
UCITS rules need changing
Old age dependency ratio ‘outdated’
Scope for change post-Brexit
To tackle liquidity issues