James Thompson assesses the US model of social media compliance in the advice space and highlights what UK advisers can learn from their American cousins
The Financial Conduct Authority (FCA) is flexing its muscles on social media compliance, and UK adviser firms now must operate within a more controlled environment. Those advisers who are struggling...
'Next stage of development'
‘Event-based’ learning less effective
Deal for financial planning and investment assets
Fixed income 'surprise winner'
Poor practice highlighted