The FCA gave firms fair warning over its provider/adviser inducement crackdown. The three-month lead in has now passed. Carmen Reichman finds out what, if anything, has changed…
The start of 2014 brought a fresh assault from the Financial Conduct Authority (FCA) on perceived ‘sweetners' between advisers and providers. The regulator issued a guidance paper on ‘inducements' between...
£300bn of liabilities
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Appointed by FCA and PSR boards