All firms can expect an FCA assessment at some point in the next three years. Allen Swaine of TCC Intermediary, part of The Consulting Consortium, asks if yours is ready...
Most C4 firms should by now be aware that the Financial Conduct Authority (FCA) is conducting Proactive Regulatory Reviews (PRR) as part of its supervisory strategy for small firms. This will be used to...
Despite improved risk appetite
FOS award limit increase
Relates to 136 million transaction reports
Ceremony will take place 13 November