The FCA should publish detailed guidance on how firms handle harassment and sexual misconduct before the regulator considers enforcement under the upcoming SM&CR, a law firm has urged.
The Senior Managers & Certification Regime (SMCR) will apply to asset managers from 9 December 2019, placing upon the sector fresh administrative, regulatory and conduct requirements that banks and other...
View from the front row
Project Libra unveiled
Including SJP and investment trusts
Spent two years at Sanlam
Will also assess FCA's actions