Business disruption caused by the coronavirus pandemic has forced the Financial Conduct Authority (FCA) to delay the introduction of the Senior Managers & Certification Regime (SM&CR) to solo-regulated firms.
The FCA said in a statement on Wednesday (1 July) that the Treasury had agreed to delay the first of assessment of the fitness and propriety aspects of the Certified Persons element of the regime from...
Delayed until late November
17% increase on last year
From December 2020 to March 2021
Third highest monthly figure since 1993
'Cannot normalise this level of loss'
There is no shortage of IFA firms looking to sell up, writes Daniel Baade. However, the big question is how to finance the acquisition of IFA or wealth management firms...
Supported over Christmas
Plus online scams