The Financial Conduct Authority has published the results of the first stage of its three-pronged review into firms' compliance with new rules following the RDR.
Some advisers had expressed an interest in seeing a copy of the questionnaire the regulator sent to firms as part of its review.
So here it is...
[asset_library_tag 6882,FCA Questionnaire]
In case you missed it. Here is our run-down of the ten things the FCA has found since 1 Jan.
Our weekly heads-up for advisers
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