New financial services compliance firm launches

Bill Warren Compliance LLP offers a range of compliance services including reviews of management and controls, file checking, TCF requirements and management information advising on the best approach to principles-based regulation. According to Warren, the firm has considerable expertise in the mortgage intermediary sector. He says: “We have a breadth of experience in this area and will be using this to help firms improve their approach to the key issues such as the systems and control implications of CP/07/23, especially the outsourcing implications, which may not be fully understood ...