Industry compliance expert Bill Warren has launched a new consultancy firm providing compliance support for financial services firms.
Bill Warren Compliance LLP offers a range of compliance services including reviews of management and controls, file checking, TCF requirements and management information advising on the best approach to principles-based regulation.
According to Warren, the firm has considerable expertise in the mortgage intermediary sector.
He says: “We have a breadth of experience in this area and will be using this to help firms improve their approach to the key issues such as the systems and control implications of CP/07/23, especially the outsourcing implications, which may not be fully understood by the intermediary market."
Warren has previously held a number of senior compliance roles including director of the Regulatory Alliance of Mortgage Packagers (RAMP), compliance director for Complete Mortgage & Loan Services Ltd and senior consultant for mortgage compliance at eg Consultancy.IFAonline
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