Thames River Capital has appointed Graeme Pollok, a senior figure from the FSA, as compliance and risk manager.
Pollok joins with immediate effect and strengthens the compliance, risk and legal team, which now totals eight. The team manages legal and management risk on a daily basis across all portfolios, and operational risk across Thames River’s firms. His appointment follows the establishment of an Internal Audit function and the hiring of internal auditor, Dominic Keh, who joined Thames River from Deutsche Bank. Most recently, Pollok was technical specialist in the FSA’s Alternative Investments Team since December 2007. He was responsible for the supervision of the largest UK hedge fund ...
To continue reading this article...
Join Professional Adviser for free
- Unlimited access to real-time news, industry insights and market intelligence
- Stay ahead of the curve with spotlights on emerging trends and technologies
- Receive breaking news stories straight to your inbox in the daily newsletters
- Make smart business decisions with the latest developments in regulation, investing retirement and protection
- Members-only access to the editor’s weekly Friday commentary
- Be the first to hear about our events and awards programmes