The FSA's Examination Framework for Retail Financial Services (Investment Advice Strand 1), also kno...
The FSA's Examination Framework for Retail Financial Services (Investment Advice Strand 1), also known as CP157, contains a significant amount of data in its appendices. Thankfully, the FSA has also included a schematic of its intended modular regime for maintaining and improving professional competencies of advisers. The schematic, shown below, includes the proposed modules that CP157 says will address the concerns expressed during its consultations leading up to the paper's publication. Advisers, industry associations and other bodies have until March next year to pro...
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