Computer compliance usage stands at 4%
Only 4% of intermediaries use automated computer systems to produce compliance-friendly reports, acc...
Only 4% of intermediaries use automated computer systems to produce compliance-friendly reports, according to a survey of 200 brokers released by e-commerce group Exchange FS. The survey also found that only 2% of intermediaries store all their main compliance documents electronically, with 56% still holding all compliance documents in paper files.
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