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      Professional Adviser's Working Lunches in partnership with Orbis Investments - 2019

      Join us in March for the Professional Adviser Working Lunch series in partnership with Orbis Investments.

      • Date: 05 Mar 2019
      • Knutsford, Leeds, Surrey, Bristol
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      Professional Adviser Working Lunches 2019 - Baillie Gifford & First State Investments

      Professional Adviser is delighted to announce the launch of the new Working Lunches in partnership with Baillie Gifford and First State Investments. Travelling across the UK to provide valuable market insights for Senior Financial Advisers.

      • Date: 13 Mar 2019
      • Southhampton, Worcester, Durham, Norwich, Liverpool, Exeter, Sheffield, Leicester, Nottingham
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      Professional Adviser 360 2019

      The highly anticipated Professional Adviser 360 conference is taking place on 25th April 2019 at The Brewery in London.

      • Date: 25 Apr 2019
      • The Brewery Chiswell Street London EC1Y 4SD, London
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      Fund Manager of the Year Awards 2019

      The 2019 Fund Manager of the Year returns on Thursday 27th June 2019, Grosvenor House Hotel, London. Save the date.

      • Date: 27 Jun 2019
      • Grosvenor House Hotel 86-90 Park Lane Mayfair London W1K 7TN, London
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Regulation

FCA: Market manipulation, insider trading and other criminal behaviour could go undetected
  • Regulation
FCA highlights market abuse risks, with some 'blindingly obvious'

Spotlight on fixed income

  • 14 February 2019
  • Regulation
Morningstar praises EU regulators for PRIIPs review

Review to complete by year-end

  • 13 February 2019
Amber Rudd
  • Retirement
Bosses who play 'fast and loose' with pensions face seven years in prison

Fines of up to £1m

  • 11 February 2019
FCA
  • Your profession
New claims rules leave advisers open to FCA sanction, warns solicitor

Regulatory change from 1 April

  • 11 February 2019
property545
  • Regulation
FCA demands daily liquidity disclosure for property funds

Follows wave of Brextit-related redemptions

  • 07 February 2019
FCA
  • Retirement
Jury still out on SIPP providers - FCA's Andrew Bailey

Following October's 'Dear CEO' letter

  • 06 February 2019
  • Regulation
Just 10 of FCA's 3,700 staff work on pension scams team

'More than it used to be'

  • 06 February 2019
  • Regulation
FCA: £197m lost to investment scams in 2018

Average loss £29,000 per person

  • 06 February 2019
FCA
  • Regulation
Investment scheme fraudster receives two-year suspended sentence

Unauthorised scheme worth over £500,000

  • 05 February 2019
  • Regulation
Ex-Newton manager Stephany fined for IPO misconduct

Fined £32,000

  • 05 February 2019
Mike Barrett
  • Regulation
Mike Barrett: VFM and MiFID II

Value for money in 2019

  • 04 February 2019
  • Regulation
FCA shines light on fund benchmark and fee disclosures

Following Asset Management Market Study

  • 04 February 2019
  • Regulation
Small-cap managers say MiFID II has made them worse-off

'Detrimental impact' on liquidity and demand

  • 04 February 2019
The FCA and PRA were endowed with discretionary power over regulation for up to two years
  • Regulation
FCA defends request for 'unprecedented powers'

Statutory instruments to be enforced from 29 March

  • 04 February 2019
Nigel Waterson
  • Regulation
TPR confirms end to 'serious' admin issues at Now Pensions

Around £18m not collected

  • 01 February 2019
  • Regulation
FCA to have 'unprecedented powers' after Brexit

For up to two years

  • 01 February 2019
  • Regulation
FSCS to enforce extra £78m levy on financial advisers

Rising claims against pensions advisers

  • 31 January 2019
Judgement
  • Your profession
FCA to compensate banned TailorMade CEO over court costs

More than £4,000

  • 30 January 2019
  • Regulation
Allianz GI CEO: Cryptoassets more suited to 'criminal underworld'

Greater regulatory scrutiny to come

  • 30 January 2019
MPs voted in favour of two of the seven proposed amendments on Tuesday night
  • Regulation
Parliament 'rules out' no-deal Brexit

Sterling fell by as much as 0.7%

  • 29 January 2019
Nicola Parish
  • Retirement
Two scam victims lose more than £1m pension savings each to fraudsters

Average £91,000 lost to scams

  • 29 January 2019
  • Retirement
MP Kinnock to meet steelworkers over fresh pension transfer concerns

‘See no evil, ask no questions, tell no lies’

  • 29 January 2019
FCA
  • Regulation
FCA proposes pension providers disclose adviser charges

'To aid transparency'

  • 28 January 2019
FCA
  • Regulation
FCA presses ahead with investment pathways for drawdown customers

Advisers to consider pathways when assessing suitability

  • 28 January 2019
123

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New claims rules leave advisers open to FCA sanction, warns solicitor
Handshake
Kingswood reveals first seven partners and incentive plan details
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