Regulation
Tribunal forces FCA U-turn on report-shredding ex-Barclays Wealth boss ban
Shredded document in 2013
Advice firm told to stop pension and investment business declared in default
Along with five other firms
FCA: Collapsed DFM targeted DB business for high risk bond investments
Entered administration 5 August
Half of advisers will do less DB business in the future - Prudential
If FCA proposals are progressed
Five million pension savers at risk of falling prey to scammers
23% would discuss pension with cold caller
TPR to prosecute recruitment agency over AE duty failure suspicions
Court date in September
Proposed contingent charging ban 'throwing the baby out with the bath water'
Pension transfer proposals
Parliament committee wants govt to work with FCA on pension scams
WPC report published today
FCA to visit steelworkers in Port Talbot again
One event held this month
Treasury Committee urges expansion of FCA's powers
Expanding the 'regulatory perimeter'
PFS raises concerns over 'misleading' FCA pension transfer cost template
'Does not live up to principles'
FCA 'lumbering into action' after WPC call for contingent charging ban
WPC chair Frank Field's blunt words
FCA weighs up U-turn to ban contingent charging on DB transfers
To 'address conflicts of interest'
Paraplanner uncertainty in finalised SM&CR rules
Client Dealing Function
LCF investigation to engage bondholders
Will speak to bondholders
PFS on FCA guidance: 'Serving vulnerable clients not a one-off process'
‘Vulnerability comes in many forms’
FCA publishes guidance on treatment of vulnerable customers
'Embedded culture'
FCA fines Standard Life Assurance £31m for non-advised annuity sales failures
Paid £25m in compensation
FCA to survey adviser firms for RDR and FAMR review
57 responses to probe
TPR's use of frontline powers jumps by 32%, but four targets missed
'We have better oversight'
The FCA and PFS duel over DB data
'No context'
FCA: Woodford affair highlights need for post-Brexit regulatory shake-up
'Following the letter, but not the spirit, of the rules'
Unauthorised firm ordered to pay back customers after raising £15m
Investors to lose £2.7m
