Extra burdens for largest firms
Proposals for widening out senior managers regime
Explains new 'fit and proper' requirements
New role created
Fined and banned by FSA in 2012
For 'illegal advantage'
‘Spiral of complacency’
Three firms suspended services
Key challenges for your business
Data reporting rules finalised
Urges adoption of 'remediation measures'
At least eight advice firms
The EU regulation story so far …
Speaking at annual public meeting
‘Deadlines are obviously tight’
Follows three recent cases
Reaction to FCA Investment Platforms Market Study
Plus potential barriers to switching
Wide-ranging Investment Platforms Market Study
New standards expected
Open for enrolment August 2017
500 clients at 'serious risk'
Investment advice claims down more than 50%
'Further work needed'