Regulation
FCA moves to force firms to disclose climate risk management
Consults on regulation and innovation in green finance
FCA dismisses criticisms of its market studies
13 studies begun since April 2013
FCA calls on payday lenders to review lending activity
To ensure creditworthiness assessments compliant
Advice firm carried out over 800 British Steel transfers - FCA
One firm, 872 transfers
Berkeley Burke v FOS decision due 'in next few weeks'
Carey Pension case could affect ruling
FOS accuses SIPP provider Berkeley Burke of 'tick-box mentality'
Day two of Berkeley Burke hearing
FCA accused of 'not understanding own rules' during hearing
Second day of Berkeley Burke hearing
FCA unveils Statements of Responsibilites guidance ahead of SM&CR
Rules into effect December 2019
CISI urges FCA to make directory show professional qualifications
Backed by 200,000 financial professionals
FCA proposes new post-Brexit UK retail fund regime
Equivalent to existing UK UCITS schemes
FCA reveals plans for EEA firms in preparation for no-deal Brexit
To ensure ‘smooth transition’
Warning 'flawed' PRIIPs extension would hit credibility of UCITS brand
Clash over regulation continues
Former FCA advice director Linda Woodall dies
Spent 16 years at the regulator
FCA consults on rules for open-ended funds invested in illiquid assets
Follows 2016 suspensions in property sector
New pension transfer rules to change advice conversations - research
From LCP and Royal London
Andy Thompson: FCA's balancing act on pension transfer advice
Minding the advice gap
EU regulators prepare for no-deal Brexit with MiFID II back-up plans
No-deal could mean market participants losing their authorisations
The pros and cons of contingent charging - FCA paper
Contingent charging to continue for now
Suitability reports needed for advice against pension transfers - FCA
Into force from 4 October
FCA tightens triage rules, bemoans lack of guidance understanding
Rules to come in 1 January
Pension transfer specialists must be Level 4-qualified by Oct 2020 - FCA
Two years 'sufficient' for study
FCA delays decision on DB transfer contingent charging ban
May consult on 'new interventions' next year
PIMFA clashes with IA over PRIIPs extension
Response to call for evidence
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