Aligned with the FCA's Sustainability Disclosure Requirements
'Technology and compliance acts as an anchor in the industry'
Streamline client file reviews and compliance document audits
Defined benefit transfers and annuity sales have fallen, FCA finds
‘We need a different and better mix of advisers and advice’
Given the prerequisite for accuracy, a rigorous selection process is essential
‘Trade bodies and FCA are both funded by us so should be giving back more’
Lancashire-based PH7 Wealth Management is no longer authorised
WR Simon Ashley Silver Independent Financial Advisor has been declared failed
Majority (98%) already use third-party discretionary investment services