Most advisers are confident their business will be prepared for the upcoming switch-off of fund-based trail commission, according to a poll which contradicts other research conducted on firms' readiness.
The regulator is not here to protect advisers; it is here, rightly, to champion the needs of the consumer, writes Jamie Farquhar, and that should be the industry's guide for understanding its rules on suitability
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Professional adviser body the Personal Finance Society (PFS) has called for the introduction of a product levy to help reduce the regulatory cost for advisers.
Karl Dines applies the Eisenhower Principle to the approaching sunset clause and urges advisory businesses to make dealing with it a priority
Advisory firms in Australia have seen profit margins erode in the wake of regulatory measures similar to the Retail Distribution Review (RDR). Now one consultancy claims UK firms face a similar outcome...
The danger of consumers falling into non-regulated financial advice is increasing and the government must act to increase protection for pensions freedom savers, the Personal Finance Society has said.
Demand for investment trusts is on the up and accelerating but, writes Helen Oxley, getting hold of them on behalf of clients still isn't as straightforward as it should be...
Truth and trust are desirable qualities in both political leaders and financial planners, writes Sheriar Bradbury
An advice firm consolidator is requiring all of its advisers to attain Chartered status, requiring Level 6 qualifications - two grades above the minimum.
Deciding to sell an advice business is not an easy step. But, Stephen Hagues argues, buyers are keen to retain sellers’ expertise
Restricted advice group Towry is evaluating its house view on structured products and investment trusts following its acquisition of national IFA Ashcourt Rowan, in a move which could see the combined business registered as independent.
Lighthouse Group returned to profit last year with pre-tax gains of £600,000 compared to a £1.6m loss in the previous 12 months, latest results show.
Pensions freedom looks set to spark a renaissance in the advice market, writes Jon Everill...
In this week’s RP Poll we ask readers whether commission should be brought back in a limited form…
Simplified advice could include an element of commission on a limited range of products to ensure people can actually afford to see a financial planner, Sheriar Bradbury has said.
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