Regulation

        Govt U-turns on MAS role in guidance guarantee

        Professional Adviser | 19 Oct 2014 | 18:04

        The retirement guidance guarantee will not be delivered by the Money Advice Service (MAS), the Treasury has said, in a reversal of the government's previous announcement.

        osborne4
        scales of justice

        The court case we all thought was a victory for the client

        Towry versus Raymond James was somewhat of a watershed moment in adviser-client relationships, but who really benefited from the verdict? Regulatory lawyer Alex Denny takes a closer look...

        Professional Adviser | 17 Oct 2014 | 13:24
        mark-polson

        Mark Polson: The (real) secret to picking platforms

        Why Mark Polson recommends a visit to thetrainline.com if you're really serious about picking a platform all parties will be happy with...

        Professional Adviser | 17 Oct 2014 | 10:40

    Other Regulation articles

      HSBC

      HSBC to review pension transfers following FOS trail ruling

      HSBC is to review historical pension transfer cases to see if it is earning trail income for ongoing advice it is not delivering.

      Professional Adviser | 16 Oct 2014 | 13:35
      rdr-blackboard

      Solicitors and accountants 'still don't know' what RDR means - Prudential

      The industry should not underestimate the lack of understanding among professional connection partners of the Retail Distribution Review (RDR) and its impact on advice firms, a Prudential business consultancy manager has warned.

      Professional Adviser | 16 Oct 2014 | 12:42
      confused-worker

      SIFA: Regulator ‘completely messed up’ independence definition

      The regulator has "completely messed up the definition of independence", said professional connections support organisation SIFA, as it claimed 95% of solicitors would still chose IFAs over restricted advisers.

      Professional Adviser | 16 Oct 2014 | 12:33
      shutterstock-154221011

      SimplyBiz launches training and competence scheme

      SimplyBiz has launched a scheme to help heads of advice firms meet the regulatory requirements around competence and training of their advisers.

      Professional Adviser | 16 Oct 2014 | 10:50
      caroline-wayman

      FOS keen to shed anti-adviser reputation, says chief Wayman

      The Financial Ombudsman Service (FOS) is determined to shed its reputation as an anti-adviser body, its chief executive has said.

      Professional Adviser | 16 Oct 2014 | 08:05
      magnify-money

      Failed network's liquidators chase ARs for millions in FSCS payouts

      The former appointed representatives (ARs) of failed network Alpha 2 Omega (A2O) are facing multi-million pound legal claims as the Financial Services Compensation Scheme (FSCS) tries to claw back the money it paid to mis-sold investors.

      Professional Adviser | 15 Oct 2014 | 12:35
      nick-lee2

      Is your social media strategy up to scratch?

      With more and more existing and prospective clients getting involved with the likes of LinkedIn, Twitter and Facebook, Nick Lee takes a look at what it takes to get social...

      Professional Adviser | 15 Oct 2014 | 11:46
      Keith Richards

      PFS chief adds to calls for MAS and TPAS to consider name-change

      The Personal Finance Society (PFS) has written to the Money Advice Service (MAS) and The Pensions Advisory Service (TPAS) to suggest they change their names to better reflect the services they offer.

      Professional Adviser | 15 Oct 2014 | 09:42
      chain-up-wrists

      Adviser who stole from client's pension ordered to pay back £250k

      An adviser who stole more than £200,000 from a client's pension has now been ordered to pay it back, plus interest, as well as serve three years in prison.

      Professional Adviser | 14 Oct 2014 | 13:14
      hsbc-canary-wharf

      HSBC ordered to refund trail commission to retiree

      Banking giant HSBC has been told to return the trail commission it took from a retiree for ongoing pensions advice it never delivered.

      Professional Adviser | 13 Oct 2014 | 07:45
      EU flag

      Lord Hill wins battle to become EU financial services commissioner

      European Parliament has given the green light for Lord Jonathan Hill to be European Union (EU) financial services commissioner, despite facing tough questioning from sceptical MEPs.

      Professional Adviser | 09 Oct 2014 | 15:52
      kay-ingram-lebc-group

      National IFA attacks Lib Dem 'anti-savings agenda'

      National IFA LEBC has attacked the Liberal Democrats' leader Nick Clegg's recently outlined future tax proposals, saying they amount to an "anti-savings agenda".

      Professional Adviser | 09 Oct 2014 | 08:01
      fca

      FCA data shows advice firm numbers static despite RDR

      Figures published by the Financial Conduct Authority (FCA) show the number of authorised investment advice firms has roughly stayed the same over the last eight years.

      Professional Adviser | 08 Oct 2014 | 12:56
      hsbc-canary-wharf

      Two HSBC directors quit over jail threat

      Two directors of HSBC's UK arm are poised to quit in protest at new Bank of England rules that pave the way for lengthy jail sentences to be imposed on senior managers of failed lenders, according to reports.

      Professional Adviser | 08 Oct 2014 | 08:05
      LinkedIn Twitter Facebook

      Only quarter of advice firms have social media policy - study

      Only one in four advisory firms operates a social media policy for staff despite its increasing use and growing scrutiny from the regulator, research suggests.

      Professional Adviser | 08 Oct 2014 | 08:01
      chocolates

      The secrets behind successful fund selection

      With thousands of funds available to UK investors, getting it right for clients is an art. Clive Hale offers his tips on how to achieve it...

      Professional Adviser | 07 Oct 2014 | 13:49
      gavelandscales

      Everything advisers need to know about the new intestacy laws

      New rules affecting the rights of spouses or civil partners of those who died without making a will came into force last week. Ray Beard examines the key changes...

      Professional Adviser | 07 Oct 2014 | 13:44

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